Menu of services: Level I = $1,500 annual fee minimum. Level I&II = $2,500-$7,500 per year. Level I, II &III = Over $7,500 per year.

Level I

Client Life Interview

Life Insurance Needs Analysis

Fixed, Variable and Index Annuity Planning

Asset Allocation Analysis

Analysis and Research on Individual Securities

Annual Strategy Session Meeting with Advisor by Phone

Level II

Personalized Financial Plan with Written Recommendations

Envision – 1st Meeting to Discuss Your Vision for the Future

Engineer – 2nd Meeting(s) to Get Organized and Build Your Plan

Execute – 3rd Meeting to Deliver Your Personal Financial Organizer

Evaluate – 4th Meeting to Review Progress and Annual Service Calendar

Proactive Call to Your CPA, Annual After 1st Year

Employer Benefits Package Review

Estate Planning and Beneficiary Review

College Funding Strategy

Retirement Income Strategy

Semi-Annual Strategy Session Meetings with Advisor (after 1st year)

Level III

Custom Portfolio Design and Management

Annual Lunch with your CPA and/or Attorney

Provide Education and Guidance to Children/Grandchildren

Available for 1/2 Day or Full Day Family Meetings or Retreats

Business Owner/Family Business Consulting

Quartery Strategy Session Meetings with Advisor

Value Added Services

Monthly Email Newsletter, Blog and LinkedIn Posts
Unlimited Phone Calls/Emails to the Office
Paper or Paperless Consolidated Statements and Mobile App Access
Live Tutorial of AccountView and Other Investments Online
Access to Systematic Investment Programs – 529s, IRAs, Non-Qualified
Access to Fee-Based Mutual Fund and ETF Models
Quarterly Performance Reporting for Fee-Based Accounts
Brokerage Accounts for Individual Stocks, Bonds and REITs
Annual Rebalancing (if necessary)
Tax-Loss Harvesting
Invitations to Private Client Events
Introductions to Professional Network
Access to Private Trust Company for Trust Administration ($1M minimum)*
Access to LPL Private Client Consulting Services ($5M minimum)

*LPL Financial Representatives offer access to Trust Services through the Private Trust Company N.A., an affiliate of LPL Financial.
Investing involves risk including loss of principal. No strategy assures success or protects against loss.

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: IL, WI and NM.

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